Case Studies
4 October 2020
The digital transformation of 231 compliance management
231 models are becoming increasingly broad in scope and expensive to create and manage, especially for large and medium-sized groups.
Case Studies
4 October 2020
Third-party screening through a digital platform that combines database compliance with open sources
Due Diligence investigations into business associates are a key part of all compliance systems. Investigations cover many aspects (e.g., international sanctions, legal proceedings, adverse media and PEPs) and many entities and individuals (companies and their directors, shareholders, subsidiaries, and ultimate beneficial owners).
Case Studies
4 October 2020
Chatbot: how to use it to circulate company policies
A key first step to an effective compliance system is to ensure that employees are familiar with policies.